Filing Details

Accession Number:
0001225208-17-016636
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-27 19:23:54
Reporting Period:
2017-10-25
Accepted Time:
2017-10-27 19:23:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1388430 Cai International Inc. CAI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1386681 Camille Cutino Steuart Tower
1 Market Plaza, Suite 900
San Francisco CA 94105
Vp, Operations And Hr No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-25 60,000 $5.60 71,640 No 4 M Direct
Common Stock Acquisiton 2017-10-25 4,000 $17.77 75,640 No 4 M Direct
Common Stock Acquisiton 2017-10-25 3,333 $22.09 78,973 No 4 M Direct
Common Stock Acquisiton 2017-10-25 3,000 $26.41 81,973 No 4 M Direct
Common Stock Acquisiton 2017-10-25 2,333 $21.89 84,306 No 4 M Direct
Common Stock Acquisiton 2017-10-25 2,000 $7.87 86,306 No 4 M Direct
Common Stock Disposition 2017-10-25 16,659 $37.63 69,647 No 4 F Direct
Common Stock Disposition 2017-10-26 23,386 $37.18 46,261 No 4 S Direct
Common Stock Disposition 2017-10-27 39,311 $36.91 6,950 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-10-25 2,000 $0.00 2,000 $7.87
Common Stock Stock Option (right to buy) Disposition 2017-10-25 60,000 $0.00 60,000 $5.60
Common Stock Stock Option (right to buy) Disposition 2017-10-25 2,333 $0.00 2,333 $21.89
Common Stock Stock Option (right to buy) Disposition 2017-10-25 4,000 $0.00 4,000 $17.77
Common Stock Stock Option (right to buy) Disposition 2017-10-25 3,333 $0.00 3,333 $22.09
Common Stock Stock Option (right to buy) Disposition 2017-10-25 3,000 $0.00 3,000 $26.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,000 2026-06-02 No 4 M Direct
0 2019-06-04 No 4 M Direct
1,667 2025-06-04 No 4 M Direct
0 2022-06-11 No 4 M Direct
667 2024-06-11 No 4 M Direct
0 2023-06-13 No 4 M Direct
Footnotes
  1. Represents shares withheld by the issuer to cover the exercise price upon the exercise of the options.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.91 to $37.63, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.51 to $37.12, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. 2,000 shares of the option were vested on October 3, 2017.
  5. The option was fully vested on June 5, 2013.
  6. 2,333 shares of the option were vested on October 15, 2017.
  7. The option was fully vested on June 12, 2016.
  8. 3,333 shares of the option were vested on October 12, 2017.
  9. The option was fully vested on June 14, 2017.