Filing Details
- Accession Number:
- 0001225208-17-016636
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-27 19:23:54
- Reporting Period:
- 2017-10-25
- Accepted Time:
- 2017-10-27 19:23:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1388430 | Cai International Inc. | CAI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1386681 | Camille Cutino | Steuart Tower 1 Market Plaza, Suite 900 San Francisco CA 94105 | Vp, Operations And Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-10-25 | 60,000 | $5.60 | 71,640 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-10-25 | 4,000 | $17.77 | 75,640 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-10-25 | 3,333 | $22.09 | 78,973 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-10-25 | 3,000 | $26.41 | 81,973 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-10-25 | 2,333 | $21.89 | 84,306 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-10-25 | 2,000 | $7.87 | 86,306 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-25 | 16,659 | $37.63 | 69,647 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-10-26 | 23,386 | $37.18 | 46,261 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-10-27 | 39,311 | $36.91 | 6,950 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2017-10-25 | 2,000 | $0.00 | 2,000 | $7.87 |
Common Stock | Stock Option (right to buy) | Disposition | 2017-10-25 | 60,000 | $0.00 | 60,000 | $5.60 |
Common Stock | Stock Option (right to buy) | Disposition | 2017-10-25 | 2,333 | $0.00 | 2,333 | $21.89 |
Common Stock | Stock Option (right to buy) | Disposition | 2017-10-25 | 4,000 | $0.00 | 4,000 | $17.77 |
Common Stock | Stock Option (right to buy) | Disposition | 2017-10-25 | 3,333 | $0.00 | 3,333 | $22.09 |
Common Stock | Stock Option (right to buy) | Disposition | 2017-10-25 | 3,000 | $0.00 | 3,000 | $26.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,000 | 2026-06-02 | No | 4 | M | Direct | |
0 | 2019-06-04 | No | 4 | M | Direct | |
1,667 | 2025-06-04 | No | 4 | M | Direct | |
0 | 2022-06-11 | No | 4 | M | Direct | |
667 | 2024-06-11 | No | 4 | M | Direct | |
0 | 2023-06-13 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld by the issuer to cover the exercise price upon the exercise of the options.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.91 to $37.63, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.51 to $37.12, inclusive. The reporting person undertakes to provide the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- 2,000 shares of the option were vested on October 3, 2017.
- The option was fully vested on June 5, 2013.
- 2,333 shares of the option were vested on October 15, 2017.
- The option was fully vested on June 12, 2016.
- 3,333 shares of the option were vested on October 12, 2017.
- The option was fully vested on June 14, 2017.