Filing Details

Accession Number:
0001212545-17-000200
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-27 17:12:12
Reporting Period:
2017-10-25
Accepted Time:
2017-10-27 17:12:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212545 Western Alliance Bancorporation WAL State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1507826 Won Sung Sohn C/O Western Alliance Bancorporation
One E. Washington Street, Ste 1400
Phoenix AZ 85004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-10-25 5,000 $55.89 28,021 No 4 S Indirect Sung Won Sohn Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Sung Won Sohn Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,560 Direct
Common Stock 670 Indirect Children
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.68 to $56.02, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  2. This filing reflects the following transfers between forms of ownership, which were inadvertently excluded from the Reporting Person's previous Form 4 filings: (1) 169 shares transferred from the Reporting Person's direct holdings ("Direct Holdings") to the Sung Won Sohn Trust (the "Sohn Trust") on January 25, 2014; (2) 10,270 shares transferred from Direct Holdings to the Sohn Trust on April 1, 2014; (3) 4,082 shares transferred from Direct Holdings to the Sohn Trust on June 5, 2014; (4) 5,000 shares transferred from Direct Holdings to the Sohn Trust on June 30, 2014; (5) 5,000 shares transferred from Direct Holdings to the Sohn Trust on June 30, 2015; and (6) 4,500 shares transferred from Direct Holdings to the Sohn Trust on June 30, 2016.
  3. On July 1, 2017, the Reporting Person transferred 4,000 shares from the Reporting Person's direct holdings to the Sung Won Sohn Trust.