Filing Details
- Accession Number:
- 0001212545-17-000200
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-27 17:12:12
- Reporting Period:
- 2017-10-25
- Accepted Time:
- 2017-10-27 17:12:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1507826 | Won Sung Sohn | C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-10-25 | 5,000 | $55.89 | 28,021 | No | 4 | S | Indirect | Sung Won Sohn Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Sung Won Sohn Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,560 | Direct | |
Common Stock | 670 | Indirect | Children |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.68 to $56.02, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- This filing reflects the following transfers between forms of ownership, which were inadvertently excluded from the Reporting Person's previous Form 4 filings: (1) 169 shares transferred from the Reporting Person's direct holdings ("Direct Holdings") to the Sung Won Sohn Trust (the "Sohn Trust") on January 25, 2014; (2) 10,270 shares transferred from Direct Holdings to the Sohn Trust on April 1, 2014; (3) 4,082 shares transferred from Direct Holdings to the Sohn Trust on June 5, 2014; (4) 5,000 shares transferred from Direct Holdings to the Sohn Trust on June 30, 2014; (5) 5,000 shares transferred from Direct Holdings to the Sohn Trust on June 30, 2015; and (6) 4,500 shares transferred from Direct Holdings to the Sohn Trust on June 30, 2016.
- On July 1, 2017, the Reporting Person transferred 4,000 shares from the Reporting Person's direct holdings to the Sung Won Sohn Trust.