Filing Details
- Accession Number:
- 0001209191-17-058126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-27 15:03:57
- Reporting Period:
- 2017-10-25
- Accepted Time:
- 2017-10-27 15:03:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185964 | W Michael Dosland | 4949 West Brown Deer Rd Milwaukee WI 53223 | Senior Vice President-Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-10-25 | 32,493 | $10.53 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 36,907 | Direct | |
| Common Stock | 37,600 | Indirect | Held in IRA |
| Common Stock | 6,800 | Indirect | By wife in IRA |
| Common Stock | 12,734 | Indirect | Held in 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to buy | $12.03 | 2018-08-18 | 50,000 | 50,000 | Direct | |
| Common Stock | Options to buy | $5.05 | 2021-01-18 | 15,000 | 15,000 | Direct | |
| Common Stock | Options to buy | $3.39 | 2022-01-17 | 20,000 | 20,000 | Direct | |
| Common Stock | Options to buy | $4.82 | 2023-01-22 | 12,000 | 12,000 | Direct | |
| Common Stock | Options to buy | $7.17 | 2024-01-21 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-08-18 | 50,000 | 50,000 | Direct |
| 2021-01-18 | 15,000 | 15,000 | Direct |
| 2022-01-17 | 20,000 | 20,000 | Direct |
| 2023-01-22 | 12,000 | 12,000 | Direct |
| 2024-01-21 | 10,000 | 10,000 | Direct |
Footnotes
- Held jointly with spouse.
- Includes shares acquired through a dividend reinvestment plan.
- Held in the Bank Mutual Corporation 401(k) Plan.
- Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
- Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
- Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.
Billionaire Hedge Funds
