Filing Details
- Accession Number:
- 0001382963-17-000166
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-27 13:49:55
- Reporting Period:
- 2017-10-03
- Accepted Time:
- 2017-10-27 13:49:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1460702 | Ritter Pharmaceuticals Inc | RTTR | Pharmaceutical Preparations (2834) | 263474527 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493269 | Javelin Venture Partners, L.p. | One Rincon Center 101 Spear Street, Suite 255 San Francisco CA 94105 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-10-03 | 5,000,000 | $0.00 | 7,047,804 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Acquisiton | 2017-10-03 | 5,000,000 | $0.00 | 5,000,000 | $0.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000,000 | 2017-10-03 | 2022-10-03 | No | 4 | P | Direct |
Footnotes
- The Reporting Person purchased 5,000,000 Class A Units of the Issuer, consisting of 5,000,000 shares of common stock and warrants to purchase 5,000,000 shares of common stock, in the Issuer's October 2017 public offering at the public offering price of $0.40 per Class A Unit. The shares of common stock and warrants that are part of the Class A Units sold to the Reporting Person in the puble offering were immediately separable and were issued separately in the offering.