Filing Details
- Accession Number:
- 0001140361-17-039684
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-26 15:59:44
- Reporting Period:
- 2017-10-25
- Accepted Time:
- 2017-10-26 15:59:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1569994 | Waterstone Financial Inc. | WSBF | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1385498 | M Rebecca Arndt | 11200 W Plank Court Wauwatosa WI 53226 | Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-25 | 6,000 | $12.75 | 46,489 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-25 | 3,400 | $19.75 | 43,089 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-25 | 200 | $19.78 | 42,889 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-25 | 300 | $19.80 | 42,589 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-25 | 1,647 | $19.85 | 40,942 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-25 | 400 | $19.88 | 40,542 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-25 | 53 | $19.90 | 40,489 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2017-10-25 | 6,000 | $12.75 | 15,000 | $12.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | 2016-03-04 | 2025-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 21,806 | Indirect | By ESOP |
| Common Stock | 20,039 | Indirect | By 401(k) |
Billionaire Hedge Funds
