Filing Details

Accession Number:
0000073124-17-000307
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-25 20:16:25
Reporting Period:
2017-10-20
Accepted Time:
2017-10-25 20:16:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188084 L William Morrison 50 South Lasalle Street
Chicago IL 60603
Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-10-20 7,251 $95.62 104,895 No 4 F Direct
Common Stock Disposition 2017-10-25 11,058 $94.34 93,837 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,200 Indirect By Spouse
Common Stock 350 Indirect By Children
Common Stock 2,547 Indirect 401(k) as of 9-30-17
Footnotes
  1. On October 20, 2017, 18,309 already reported stock units vested. Of this amount, 7,251 were withheld in payment of Federal, State and Medicare taxes and the remaining 11,058 were distributed to the reporting person as shares of common stock.
  2. Includes 57,826 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  3. Price reflects the weighted average sales price from $94.32 to $94.39. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.