Filing Details
- Accession Number:
- 0000073124-17-000307
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-25 20:16:25
- Reporting Period:
- 2017-10-20
- Accepted Time:
- 2017-10-25 20:16:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188084 | L William Morrison | 50 South Lasalle Street Chicago IL 60603 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-10-20 | 7,251 | $95.62 | 104,895 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-10-25 | 11,058 | $94.34 | 93,837 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,200 | Indirect | By Spouse |
Common Stock | 350 | Indirect | By Children |
Common Stock | 2,547 | Indirect | 401(k) as of 9-30-17 |
Footnotes
- On October 20, 2017, 18,309 already reported stock units vested. Of this amount, 7,251 were withheld in payment of Federal, State and Medicare taxes and the remaining 11,058 were distributed to the reporting person as shares of common stock.
- Includes 57,826 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- Price reflects the weighted average sales price from $94.32 to $94.39. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.