Filing Details
- Accession Number:
- 0001144204-17-054135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-25 16:54:58
- Reporting Period:
- 2017-10-23
- Accepted Time:
- 2017-10-25 16:54:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1390844 | Wabco Holdings Inc. | WBC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1272186 | Jacques Esculier | C/O Wabco Holdings Inc. 2770 Research Drive Rochester Hills MI 48309 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-23 | 34,061 | $59.26 | 312,079 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-23 | 44,191 | $151.77 | 267,888 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-23 | 30,468 | $152.77 | 237,420 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-23 | 19,402 | $153.52 | 218,018 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-24 | 5,155 | $59.26 | 223,173 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-24 | 43,178 | $58.85 | 266,351 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-24 | 61,565 | $149.61 | 204,786 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-24 | 15,175 | $150.19 | 189,611 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-24 | 1,593 | $153.00 | 188,018 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-10-23 | 34,061 | $0.00 | 34,061 | $59.26 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-10-24 | 5,155 | $0.00 | 5,155 | $59.26 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-10-24 | 43,178 | $0.00 | 43,178 | $58.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,155 | 2021-02-23 | No | 4 | M | Direct | |
| 0 | 2021-02-23 | No | 4 | M | Direct | |
| 0 | 2022-02-24 | No | 4 | M | Direct |
Footnotes
- The transaction reported herein includes sales at a range of prices from $151.27 to $152.265. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price.
- The transaction reported herein includes sales at a range of prices from $152.27 to $153.26. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price.
- The transaction reported herein includes sales at a range of prices from $153.28 to $154.10. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price.
- The transaction reported herein includes sales at a range of prices from $149.01 to $150.00. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price.
- The transaction reported herein includes sales at a range of prices from $150.01 to $150.78. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the issuer or any security holder of the issuer can receive full information regarding the number of shares sold at each separate price.
- Stock options vested in three equal installments. The first installment vested on February 22, 2012, the second installment vested on February 22, 2013, and the third installment vested on February 22, 2014.
- Stock options vested in three equal installments. The first installment vested on February 14, 2013, the second installment vested on February 14, 2014, and the third installment vested on February 14, 2015.
Billionaire Hedge Funds
