Filing Details
- Accession Number:
- 0001035267-17-000150
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-25 15:42:27
- Reporting Period:
- 2017-10-24
- Accepted Time:
- 2017-10-25 15:42:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1035267 | Intuitive Surgical Inc | ISRG | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 770416458 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1277620 | H Craig Barratt | 1020 Kifer Road Sunnyvale CA 94086 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-10-24 | 7,500 | $119.06 | 7,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-24 | 7,500 | $371.16 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-10-24 | 7,500 | $119.06 | 7,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-24 | 7,500 | $371.20 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-10-24 | 7,500 | $0.00 | 7,500 | $119.06 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-10-24 | 7,500 | $0.00 | 7,500 | $119.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2021-04-21 | No | 4 | M | Direct | |
7,500 | 2021-04-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,423 | Indirect | by Trust |
Footnotes
- The shares were sold subject to a 10b5-1 trading plan established on 08-24-17.
- On October 6, 2017, the common stock and equity grants of Intuitive Surgical split 3-for-1, resulting in the reporting person's ownership of the company's stock and equity grants to increase (for every one share owned or granted, 2 additional shares were issued) and the exercise price of stock option grants to decrease to 1/3rd of the original grant price.
- Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 1/3rd one year after the date of grant and 1/36th each month thereafter.