Filing Details
- Accession Number:
- 0001035267-17-000149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-25 15:35:29
- Reporting Period:
- 2017-10-24
- Accepted Time:
- 2017-10-25 15:35:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1035267 | Intuitive Surgical Inc | ISRG | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 770416458 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1330269 | Jamie Samath | 1020 Kifer Road Sunnyvale CA 94086 | Vp & Principal Accounting Offi | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-24 | 474 | $238.91 | 474 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-24 | 474 | $371.19 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-24 | 104 | $231.00 | 104 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-24 | 104 | $371.19 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-24 | 108 | $178.39 | 108 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-24 | 108 | $371.19 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-24 | 145 | $177.68 | 145 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-24 | 145 | $371.19 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-24 | 148 | $171.33 | 148 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-24 | 148 | $371.19 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-24 | 292 | $153.05 | 292 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-24 | 292 | $371.19 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-24 | 293 | $148.03 | 293 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-24 | 293 | $371.19 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-10-24 | 293 | $0.00 | 293 | $148.03 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-10-24 | 292 | $0.00 | 292 | $153.05 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-10-24 | 148 | $0.00 | 148 | $171.33 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-10-24 | 145 | $0.00 | 145 | $177.68 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-10-24 | 108 | $0.00 | 108 | $178.39 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-10-24 | 104 | $0.00 | 104 | $231.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-10-24 | 474 | $0.00 | 474 | $238.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 391 | 2024-02-18 | No | 4 | M | Direct | |
| 392 | 2024-08-15 | No | 4 | M | Direct | |
| 788 | 2025-02-17 | No | 4 | M | Direct | |
| 788 | 2025-08-17 | No | 4 | M | Direct | |
| 984 | 2026-02-16 | No | 4 | M | Direct | |
| 985 | 2026-08-15 | No | 4 | M | Direct | |
| 2,376 | 2027-02-15 | No | 4 | M | Direct |
Footnotes
- On October 6, 2017, the common stock and equity grants of Intuitive Surgical split 3-for-1, resulting in the reporting person's ownership of the company's stock and equity grants to increase (for every one share owned or granted, 2 additional shares were issued) and the exercise price of stock option grants to decrease to 1/3rd of the original grant price.
- These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on May 5, 2017.
- Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.
- Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.
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