Filing Details
- Accession Number:
- 0001398344-17-013547
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-24 18:47:36
- Reporting Period:
- 2017-10-23
- Accepted Time:
- 2017-10-24 18:47:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1495584 | Firsthand Technology Value Fund Inc. | SVVC | () | 273008946 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518301 | M Kevin Landis | 150 Almaden Blvd., Suite 1250 San Jose CA 95113 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Firsthand Technology Value Fund, Inc. | Acquisiton | 2017-10-23 | 500 | $8.00 | 208,648 | No | 4 | P | Direct | |
Firsthand Technology Value Fund, Inc. | Acquisiton | 2017-10-23 | 500 | $8.03 | 209,148 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Firsthand Technology Value Fund, Inc. | 39,016 | Indirect | By Firsthand Capital Management, Inc. |