Filing Details
- Accession Number:
- 0001235802-17-000161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-24 16:19:19
- Reporting Period:
- 2017-10-20
- Accepted Time:
- 2017-10-24 16:19:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1374128 | Entellus Medical Inc | ENTL | Surgical & Medical Instruments & Apparatus (3841) | 204627978 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1626343 | L Kevin Mensink | 3600 Holly Lane North, Suite 40 Plymouth MN 55447 | Vice President, Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2017-10-20 | 2,500 | $1.24 | 10,000 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2017-10-20 | 2,500 | $19.00 | 7,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2017-10-20 | 2,500 | $1.24 | 2,500 | $1.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
58,900 | 2023-04-08 | No | 4 | M | Direct |
Footnotes
- Includes 7,500 shares that will be issued over time upon vesting pursuant to a restricted stock unit granted under the Entellus Medical, Inc. 2015 Incentive Award Plan.
- These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- This option vested as to twenty-five percent (25%) of the shares underlying the option on April 8, 2014, with the remaining shares vesting in 36 substantially equal monthly installments on each monthly anniversary of the grant date thereafter, subject to continued employment or service with the Issuer through each applicable vesting date.