Filing Details

Accession Number:
0001613665-17-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-23 17:17:20
Reporting Period:
2017-10-20
Accepted Time:
2017-10-23 17:17:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1613665 Great Western Bancorp Inc. GWB State Commercial Banks (6022) 471308512
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1622162 James Kenneth Karels C/O Great Western Bancorp, Inc.
225 South Main Avenue
Sioux Falls SD 57104
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-10-20 6,205 $0.00 68,335 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2017-10-23 2,633 $41.18 65,702 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Restricted Stock Units - 2014 Disposition 2017-10-20 6,205 $0.00 6,205 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 43,300 Indirect Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.01 Per Share Restricted Stock Units (2015 STI) $0.00 6,501 6,501 Direct
Common Stock, Par Value $0.01 Per Share Restricted Stock Units - 2015 $0.00 7,581 7,581 Direct
Common Stock, Par Value $0.01 Per Share Restricted Stock Units (2016 STI) $0.00 13,631 13,631 Direct
Common Stock, Par Value $0.01 Per Share Restricted Stock Units - 2016 $0.00 11,603 11,603 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
6,501 6,501 Direct
7,581 7,581 Direct
13,631 13,631 Direct
11,603 11,603 Direct
Footnotes
  1. These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 to satisfy tax obligations on the vesting of restricted stock unit awards.
  2. Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
  3. The restricted stock units vest in three annual equal installments beginning on October 20, 2015. The restricted stock units have no expiration date.
  4. The restricted stock units vest in two annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
  5. The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
  6. The restricted stock units vest in two annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
  7. The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.