Filing Details
- Accession Number:
- 0001561680-17-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-20 17:48:56
- Reporting Period:
- 2017-10-18
- Accepted Time:
- 2017-10-20 17:48:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1561680 | Tri Pointe Group Inc. | TPH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233473 | D. Michael Grubbs | C/O Tri Pointe Group, Inc. 19540 Jamboree Road, Suite 300 Irvine CA 92612 | Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-10-18 | 24,720 | $15.00 | 163,828 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-10-18 | 61,055 | $15.00 | 709,810 | No | 4 | S | Indirect | See Note |
| Common Stock | Disposition | 2017-10-19 | 214,225 | $15.03 | 495,585 | No | 4 | S | Indirect | See Note |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | See Note |
| No | 4 | S | Indirect | See Note |
Footnotes
- The sale of shares reported in this Form 4 was effected pursuant to Rule 10b5-1 plans entered into by the reporting person effective March 16, 2017.
- By The Grubbs Family Trust.
- The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $15.00 to $15.15, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
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