Filing Details
- Accession Number:
- 0000914190-17-000324
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-20 16:18:12
- Reporting Period:
- 2017-10-18
- Accepted Time:
- 2017-10-20 16:18:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7623 | Arts Way Manufacturing Co Inc | ARTW | Farm Machinery & Equipment (3523) | 420920725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257238 | H Marc Mcconnell | P. O. Box 6219 Kinston NC 28501 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-18 | 4,000 | $2.35 | 4,250 | No | 4 | P | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,000 | Direct | |
| Common Stock | 5,000 | Indirect | By IRA #1 |
| Common Stock | 580 | Indirect | By IRA #2 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $8.66 | 2021-04-28 | 2,000 | 2,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $6.75 | 2022-04-26 | 2,000 | 2,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $6.40 | 2023-04-25 | 2,000 | 2,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $6.15 | 2024-04-29 | 2,000 | 2,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $4.70 | 2025-04-22 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-04-28 | 2,000 | 2,000 | Direct |
| 2022-04-26 | 2,000 | 2,000 | Direct |
| 2023-04-25 | 2,000 | 2,000 | Direct |
| 2024-04-29 | 2,000 | 2,000 | Direct |
| 2025-04-22 | 2,000 | 2,000 | Direct |
Footnotes
- Includes (i) 6,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments on each of 1/29/18 and 1/29/19; and (ii) 12,000 shares of restricted stock, the restrictions on which will lapse in 4,000 share increments on each of 1/27/18, 1/27/19 and 1/27/20.
- Fully exercisable.
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