Filing Details
- Accession Number:
- 0001209191-17-057560
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-20 14:36:31
- Reporting Period:
- 2017-10-18
- Accepted Time:
- 2017-10-20 14:36:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 749038 | Concurrent Computer Corp | CCUR | Electronic Computers (3571) | 042735766 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628706 | D. Julian Singer | 2200 Fletcher Avenue Suite 501 Fort Lee NJ 07024 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-18 | 3,474 | $6.18 | 1,711,893 | No | 4 | P | Indirect | By JDS1, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By JDS1, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Put Option (obligation to buy) | Disposition | 2017-10-18 | 5,000 | $0.10 | 500,000 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2017-10-18 | 2018-03-16 | No | 4 | S | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Put Option (obligation to buy) | $7.50 | 2017-10-16 | 2018-03-16 | 50,000 | 500 | Indirect |
| Common Stock | Put Option (obligation to buy) | $7.50 | 2017-10-16 | 2018-03-16 | 20,000 | 200 | Indirect |
| Common Stock | Put Option (obligation to buy) | $7.50 | 2017-10-17 | 2018-03-16 | 42,300 | 423 | Indirect |
| Common Stock | Put Option (obligation to buy) | $5.00 | 2017-05-15 | 2017-12-15 | 25,000 | 250 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-03-16 | 50,000 | 500 | Indirect |
| 2018-03-16 | 20,000 | 200 | Indirect |
| 2018-03-16 | 42,300 | 423 | Indirect |
| 2017-12-15 | 25,000 | 250 | Indirect |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Billionaire Hedge Funds
