Filing Details
- Accession Number:
- 0001126328-17-000253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-19 14:10:47
- Reporting Period:
- 2017-10-18
- Accepted Time:
- 2017-10-19 14:10:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1636094 | Mary Nora Everett | 711 High Street Des Moines IA 50392 | President - Ris | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-10-18 | 12,398 | $34.26 | 43,139 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-18 | 12,398 | $68.00 | 30,741 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-10-18 | 12,398 | $0.00 | 12,398 | $34.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,297 | 2014-02-28 | 2021-02-28 | No | 4 | M | Direct |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2017.
- Includes 3,200 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.