Filing Details
- Accession Number:
- 0001209191-17-057398
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-10-19 08:28:23
- Reporting Period:
- 2017-10-12
- Accepted Time:
- 2017-10-19 08:28:23
- Original Submission Date:
- 2017-10-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1416894 | Yuval Wasserman | 1625 Sharp Point Drive Fort Collins CO 80525 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-12 | 23,000 | $11.02 | 142,590 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-12 | 23,000 | $85.00 | 119,590 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2017-10-12 | 23,000 | $0.00 | 23,000 | $11.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,669 | 2012-01-03 | 2022-01-03 | No | 4 | M | Direct |
Footnotes
- Shares exercised in accordance with 10b5-1 trading plan.
- Shares sold in accordance with 10b5-1 trading plan.
- Previously listed this amount as 10,699 which was a Administrative error.
Billionaire Hedge Funds
