Filing Details

Accession Number:
0001209191-17-057308
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-18 16:53:05
Reporting Period:
2017-09-15
Accepted Time:
2017-10-18 16:53:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
749038 Concurrent Computer Corp CCUR Electronic Computers (3571) 042735766
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628706 D. Julian Singer 2200 Fletcher Avenue
Suite 501
Fort Lee NJ 07024
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-09-15 50,000 $7.50 1,422,379 No 4 X Indirect By JDS1, LLC
Common Stock Acquisiton 2017-10-16 10,000 $6.26 1,432,379 No 4 P Indirect By JDS1, LLC
Common Stock Acquisiton 2017-10-16 6,040 $6.16 1,438,419 No 4 P Indirect By JDS1, LLC
Common Stock Acquisiton 2017-10-16 50,000 $6.23 1,488,419 No 4 P Indirect By JDS1, LLC
Common Stock Acquisiton 2017-10-17 220,000 $6.25 1,708,419 No 4 P Indirect By JDS1, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By JDS1, LLC
No 4 P Indirect By JDS1, LLC
No 4 P Indirect By JDS1, LLC
No 4 P Indirect By JDS1, LLC
No 4 P Indirect By JDS1, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Put Option (obligation to buy) Disposition 2017-09-15 500 $0.00 50,000 $7.50
Common Stock Put Option (obligation to buy) Disposition 2017-09-15 250 $0.00 25,000 $5.00
Common Stock Put Option (obligation to buy) Disposition 2017-10-16 500 $1.40 50,000 $7.50
Common Stock Put Option (obligation to buy) Disposition 2017-10-16 200 $1.45 20,000 $7.50
Common Stock Put Option (obligation to buy) Disposition 2017-10-17 423 $1.46 42,300 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-05-15 2017-09-15 No 4 X Indirect
0 2017-05-16 2017-09-15 No 4 E Indirect
500 2017-10-16 2018-03-16 No 4 S Indirect
200 2017-10-16 2018-03-16 No 4 S Indirect
423 2017-10-17 2018-03-16 No 4 S Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Put Option (obligation to buy) $5.00 2017-05-15 2017-12-15 25,000 250 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-15 25,000 250 Indirect
Footnotes
  1. On September 15, 2017, the counterparty to put options written on May 15, 2017 by JDS1, LLC exercised such options without any action taken by JDS1, LLC. The reporting person inadvertently failed to report such exercise by such counterparty.
  2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
  3. On September 15, 2017, put options written on May 16, 2017 by JDS1, LLC expired. The reporting person inadvertently failed to report such expiration.