Filing Details
- Accession Number:
- 0001104659-17-062774
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-18 16:48:19
- Reporting Period:
- 2017-10-16
- Accepted Time:
- 2017-10-18 16:48:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1494259 | Cargurus Inc. | CARG | Services-Computer Processing & Data Preparation (7374) | 043843478 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1718998 | Argonaut 22 Llc | One Joy Street Boston MA 02108 | No | No | Yes | No | |
1719281 | Spinnaker Capital Llc | One Joy Street Boston MA 02108 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-10-16 | 15,231,219 | $0.00 | 15,231,219 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2017-10-16 | 1,523,000 | $14.88 | 13,708,219 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Series A Convertible Preferred Stock | Disposition | 2017-10-16 | 793,741 | $0.00 | 4,762,448 | $0.00 |
Class A Common Stock | Series B Convertible Preferred Stock | Disposition | 2017-10-16 | 791,643 | $0.00 | 4,749,859 | $0.00 |
Class A Common Stock | Series C Convertible Preferred Stock | Disposition | 2017-10-16 | 953,152 | $0.00 | 5,718,912 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.
- Argonaut 22 LLC is the direct beneficial owner of the shares. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and Anastasios Parafestas, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. Anastasios Parafestas and Spinnaker Capital are indirect beneficial owners of the reported securities.