Filing Details

Accession Number:
0001104659-17-062774
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-18 16:48:19
Reporting Period:
2017-10-16
Accepted Time:
2017-10-18 16:48:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1494259 Cargurus Inc. CARG Services-Computer Processing & Data Preparation (7374) 043843478
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1718998 Argonaut 22 Llc One Joy Street
Boston MA 02108
No No Yes No
1719281 Spinnaker Capital Llc One Joy Street
Boston MA 02108
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-10-16 15,231,219 $0.00 15,231,219 No 4 C Direct
Class A Common Stock Disposition 2017-10-16 1,523,000 $14.88 13,708,219 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Series A Convertible Preferred Stock Disposition 2017-10-16 793,741 $0.00 4,762,448 $0.00
Class A Common Stock Series B Convertible Preferred Stock Disposition 2017-10-16 791,643 $0.00 4,749,859 $0.00
Class A Common Stock Series C Convertible Preferred Stock Disposition 2017-10-16 953,152 $0.00 5,718,912 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.
  2. Argonaut 22 LLC is the direct beneficial owner of the shares. Spinnaker Capital LLC is the Managing Member of Argonaut 22 LLC and Anastasios Parafestas, a director of the Issuer, is the Managing Member of Spinnaker Capital LLC. Anastasios Parafestas and Spinnaker Capital are indirect beneficial owners of the reported securities.