Filing Details
- Accession Number:
- 0001214659-17-006100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-18 16:37:07
- Reporting Period:
- 2017-10-16
- Accepted Time:
- 2017-10-18 16:37:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1468780 | Powin Energy Corp | PWON | Miscellaneous Manufacturing Industries (3990) | 870455378 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1495533 | Joseph Lu | 20550 Sw 115Th Ave. Tualatin OR 97062 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-10-16 | 4,077,573 | $0.75 | 19,897,830 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The shares were acquired upon the voluntary conversion of promissory notes owed by the Issuer to the Reporting Person in the aggregate principal and interest balance of $3,075,616.40. The effective price per share was calculated based on the aggregate amount of the notes converted and the total number of shares transferred in satisfaction of the notes.
- These shares are held by the Joseph Lu Trust and by the Mei Yi Living Trust, respectively.
Billionaire Hedge Funds
