Filing Details
- Accession Number:
- 0001209191-17-057210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-17 18:54:46
- Reporting Period:
- 2017-10-13
- Accepted Time:
- 2017-10-17 18:54:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1438133 | Tandem Diabetes Care Inc | TNDM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238913 | D Kim Blickenstaff | C/O Tandem Diabetes Care, Inc., 11045 Roselle Street San Diego CA 92121 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-13 | 285,700 | $3.50 | 486,494 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Warrants to Purchase Common Stock | Acquisiton | 2017-10-13 | 285,700 | $0.00 | 285,700 | $3.50 |
| Common Stock | Series B Warrants to Purchase Common Stock | Acquisiton | 2017-10-13 | 285,700 | $0.00 | 285,700 | $3.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 285,700 | 2017-10-17 | 2022-10-17 | No | 4 | P | Indirect |
| 285,700 | 2017-10-17 | 2018-04-17 | No | 4 | P | Indirect |
Footnotes
- The reporting person has committed to purchase shares in connection with the Company's underwritten registered public offering of common stock.
- The amount of securities beneficially owned following the reported transactions reflects the 10 for 1 reverse stock split of the Issuer's issued and outstanding common stock which was effective on October 9, 2017.
- The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010
Billionaire Hedge Funds
