Filing Details
- Accession Number:
- 0000919574-17-007337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-17 17:58:35
- Reporting Period:
- 2017-10-13
- Accepted Time:
- 2017-10-17 17:58:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 876343 | Biotime Inc | BTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278386 | Broadwood Partners, L.p. | C/O Broadwood Capital Inc. 724 Fifth Avenue, 9Th Floor New York NY 10019 | Yes | No | Yes | No | |
| 1278387 | Broadwood Capital Inc | 724 Fifth Avenue, 9Th Floor New York NY 10019 | No | No | Yes | No | |
| 1278388 | C Neal Bradsher | C/O Broadwood Capital Inc. 724 Fifth Avenue, 9Th Floor New York NY 10019 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-13 | 2,692,307 | $2.60 | 29,971,561 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-10-13 | 0 | $0.00 | 29,971,561 | No | 4 | P | Indirect | Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 62,908 | Direct |
Footnotes
- On October 13, 2017, Broadwood Partners, L.P. agreed to purchase 2,692,307 shares of the Issuer's common stock in the Issuer's current public offering of 9,615,385 shares at the public offering price of $2.60 per share.
- These securities are owned by Broadwood Partners, L.P., which is a Reporting Person.
- The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- These securities are owned by Neal C. Bradsher, who is a Reporting Person.
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