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Filing Details

Accession Number:: 0001209191-17-057172
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-10-17 17:29:29
Reporting Period:: 2017-10-13

Accepted Time:: 2017-10-17 17:29:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1660134	Okta Inc.	OKTA	Services-Prepackaged Software (7372)	264175727

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1700626	Todd Mckinnon	C/O Okta, Inc. 301 Brannan Street San Francisco CA 94107	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2017-10-13	15,399	$0.00	15,399	No	4	C	Indirect	By Trust
Class A Common Stock	Disposition	2017-10-13	15,099	$27.63	300	No	4	S	Indirect	By Trust
Class A Common Stock	Disposition	2017-10-13	300	$28.32	0	No	4	S	Indirect	By Trust
Class A Common Stock	Acquisiton	2017-10-16	10,056	$0.00	10,056	No	4	C	Indirect	By Trust
Class A Common Stock	Disposition	2017-10-16	9,422	$26.76	634	No	4	S	Indirect	By Trust
Class A Common Stock	Disposition	2017-10-16	634	$27.56	0	No	4	S	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	C	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	S	Indirect	By Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2017-10-13	15,399	$0.00	15,399	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2017-10-16	10,056	$0.00	10,056	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,805,903			No	4	C	Indirect
5,795,847			No	4	C	Indirect

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00		130,674	130,674	Indirect
Class B Common Stock	Employee Stock Option (Right to Buy)	$1.40	2023-08-29	112,500	112,500	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$7.17	2025-08-27	500,000	500,000	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$8.97	2026-07-29	2,000,000	2,000,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	130,674	130,674	Indirect
2023-08-29	112,500	112,500	Direct
2025-08-27	500,000	500,000	Direct
2026-07-29	2,000,000	2,000,000	Direct

Footnotes

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.21 to $28.16 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.25 to $28.44 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.46 to $27.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.46 to $27.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
25% of the shares subject to the option vested on August 1, 2014, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.
The shares subject to the option shall vest in 48 equal monthly installments commencing on August 1, 2015, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option shall vest on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.