Filing Details
- Accession Number:
- 0001618732-17-000140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-17 16:35:09
- Reporting Period:
- 2017-10-13
- Accepted Time:
- 2017-10-17 16:35:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1618732 | Nutanix Inc. | NTNX | Services-Prepackaged Software (7372) | 270989767 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685526 | Sunil Potti | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Chief Product/Development Ofcr | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-10-13 | 43,750 | $0.00 | 158,353 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-10-16 | 10,000 | $26.87 | 148,353 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2017-10-17 | 17,938 | $26.51 | 130,415 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2017-10-13 | 43,750 | $0.00 | 43,750 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
315,179 | No | 4 | M | Direct |
Footnotes
- Number of shares owned includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.
- The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $26.54 to $27.48. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Unit, or RSU.
- Each RSU represents a contingent right to receive one share of Issuer common stock.
- On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.