Filing Details
- Accession Number:
- 0001247546-17-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-17 15:05:56
- Reporting Period:
- 2017-10-13
- Accepted Time:
- 2017-10-17 15:05:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 277638 | Davey Tree Expert Co | NONE | Agricultural Services (700) | 340176110 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247546 | J Karl Warnke | 1500 North Mantua Street Kent OH 44240 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-10-13 | 21,399 | $18.30 | 484,845 | Yes | 4 | S | Indirect | By Karl J. Warnke Trust |
| Common Stock | Acquisiton | 2017-10-13 | 12,000 | $11.60 | 496,845 | No | 4 | M | Indirect | By Karl J. Warnke Trust |
| Common Stock | Acquisiton | 2017-10-13 | 10,000 | $13.20 | 506,845 | No | 4 | M | Indirect | By Karl J. Warnke Trust |
| Common Stock | Acquisiton | 2017-10-13 | 8,000 | $15.05 | 514,845 | No | 4 | M | Indirect | By Karl J. Warnke Trust |
| Common Stock | Acquisiton | 2017-10-13 | 24,000 | $8.20 | 538,845 | No | 4 | M | Indirect | By Karl J. Warnke Trust |
| Common Stock | Acquisiton | 2017-10-13 | 24,000 | $8.30 | 562,845 | No | 4 | M | Indirect | By Karl J. Warnke Trust |
| Common Stock | Acquisiton | 2017-10-13 | 24,000 | $9.20 | 586,845 | No | 4 | M | Indirect | By Karl J. Warnke Trust |
| Common Stock | Acquisiton | 2017-10-13 | 24,000 | $9.85 | 610,845 | No | 4 | M | Indirect | By Karl J. Warnke Trust |
| Common Stock | Acquisiton | 2017-10-13 | 65,380 | $11.60 | 676,225 | No | 4 | M | Indirect | By Karl J. Warnke Trust |
| Common Stock | Acquisiton | 2017-10-13 | 68,600 | $13.20 | 744,825 | No | 4 | M | Indirect | By Karl J. Warnke Trust |
| Common Stock | Acquisiton | 2017-10-13 | 68,600 | $15.05 | 813,425 | No | 4 | M | Indirect | By Karl J. Warnke Trust |
| Common Stock | Acquisiton | 2017-10-13 | 68,600 | $16.35 | 882,025 | No | 4 | M | Indirect | By Karl J. Warnke Trust |
| Common Stock | Acquisiton | 2017-10-13 | 34,400 | $17.60 | 916,425 | No | 4 | M | Indirect | By Karl J. Warnke Trust |
| Common Stock | Disposition | 2017-10-13 | 288,339 | $18.30 | 628,086 | No | 4 | D | Indirect | By Karl J. Warnke Trust |
| Common Stock | Disposition | 2017-10-13 | 56,167 | $18.30 | 571,919 | No | 4 | F | Indirect | By Karl J. Warnke Trust |
| Common Stock | Disposition | 2017-10-13 | 17,132 | $18.30 | 70,274 | No | 4 | F | Indirect | PRSUs |
| Common Stock | Disposition | 2017-10-13 | 12,003 | $18.30 | 58,271 | No | 4 | D | Indirect | PRSUs |
| Common Stock | Acquisiton | 2017-10-13 | 12,003 | $0.00 | 583,922 | No | 4 | G | Indirect | By Karl J. Warnke Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| Yes | 4 | S | Indirect | By Karl J. Warnke Trust |
| No | 4 | M | Indirect | By Karl J. Warnke Trust |
| No | 4 | M | Indirect | By Karl J. Warnke Trust |
| No | 4 | M | Indirect | By Karl J. Warnke Trust |
| No | 4 | M | Indirect | By Karl J. Warnke Trust |
| No | 4 | M | Indirect | By Karl J. Warnke Trust |
| No | 4 | M | Indirect | By Karl J. Warnke Trust |
| No | 4 | M | Indirect | By Karl J. Warnke Trust |
| No | 4 | M | Indirect | By Karl J. Warnke Trust |
| No | 4 | M | Indirect | By Karl J. Warnke Trust |
| No | 4 | M | Indirect | By Karl J. Warnke Trust |
| No | 4 | M | Indirect | By Karl J. Warnke Trust |
| No | 4 | M | Indirect | By Karl J. Warnke Trust |
| No | 4 | D | Indirect | By Karl J. Warnke Trust |
| No | 4 | F | Indirect | By Karl J. Warnke Trust |
| No | 4 | F | Indirect | PRSUs |
| No | 4 | D | Indirect | PRSUs |
| No | 4 | G | Indirect | By Karl J. Warnke Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-10-13 | 12,000 | $0.00 | 12,000 | $11.60 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-10-13 | 10,000 | $0.00 | 10,000 | $13.20 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-10-13 | 8,000 | $0.00 | 8,000 | $15.05 |
| Common Stock | Stock Appreciation Rights (2009) | Disposition | 2017-10-13 | 24,000 | $0.00 | 24,000 | $8.20 |
| Common Stock | Stock Appreciation Rights (2010) | Disposition | 2017-10-13 | 24,000 | $0.00 | 24,000 | $8.30 |
| Common Stock | Stock Appreciation Rights (2011) | Disposition | 2017-10-13 | 24,000 | $0.00 | 24,000 | $9.20 |
| Common Stock | Stock Appreciation Rights (2012) | Disposition | 2017-10-13 | 24,000 | $0.00 | 24,000 | $9.85 |
| Common Stock | Stock Appreciation Rights (2013) | Disposition | 2017-10-13 | 65,380 | $0.00 | 65,380 | $11.60 |
| Common Stock | Stock Appreciation Rights (2014) | Disposition | 2017-10-13 | 68,600 | $0.00 | 68,600 | $13.20 |
| Common Stock | Stock Appreciation Rights (2015) | Disposition | 2017-10-13 | 68,600 | $0.00 | 68,600 | $15.05 |
| Common Stock | Stock Appreciation Rights (2016) | Disposition | 2017-10-13 | 68,600 | $0.00 | 68,600 | $16.35 |
| Common Stock | Stock Appreciation Rights (2017) | Disposition | 2017-10-13 | 34,400 | $0.00 | 34,400 | $17.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-24 | 2023-06-24 | No | 4 | M | Direct |
| 0 | 2015-06-30 | 2024-06-30 | No | 4 | M | Direct |
| 0 | 2016-06-29 | 2025-06-29 | No | 4 | M | Direct |
| 0 | 2010-03-10 | 2018-12-31 | No | 4 | M | Direct |
| 0 | 2011-03-09 | 2019-12-31 | No | 4 | M | Direct |
| 0 | 2012-03-09 | 2020-12-31 | No | 4 | M | Direct |
| 0 | 2013-03-07 | 2021-12-31 | No | 4 | M | Direct |
| 0 | 2014-03-07 | 2022-12-31 | No | 4 | M | Direct |
| 0 | 2015-03-07 | 2023-12-31 | No | 4 | M | Direct |
| 0 | 2016-03-06 | 2024-12-31 | No | 4 | M | Direct |
| 0 | 2017-03-04 | 2025-12-31 | No | 4 | M | Direct |
| 0 | 2018-03-10 | 2026-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 289,930 | Indirect | By Barbara R. Warnke Trust |
| Common Stock | 97,726 | Indirect | By 401(k) Plan |
Footnotes
- Shares surrendered in connection with the exercise of Non-Qualified Stock Option shares.
- All share totals and prices reflect a 2-for-1 stock split effective June 1, 2017.
- Exercise of SARs.
- Payment of taxes in connection with SARs pay-out.
- Payment of taxes related to PRSU and RSU distribution.
- Represents PRSU and RSUs.
- Distribution of PRSU and RSU shares.
- This total reflects routine accumulation of 97,726.4489 common shares acquired through the Company's 401(K) benefit plan as of October 13, 2017, based on internal records.
- These shares vested and became fully exercisable upon Mr. Warnke's retirement.
- Exercise of SARs which became fully vested upon Mr. Warnke's retirement.
Billionaire Hedge Funds
