Filing Details
- Accession Number:
- 0001179110-17-013297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-16 17:10:58
- Reporting Period:
- 2017-10-13
- Accepted Time:
- 2017-10-16 17:10:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 48465 | Hormel Foods Corp | HRL | Meat Packing Plants (2011) | 410319970 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1271481 | L John Morrison | 1 Hormel Place Austin MN 55912 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-13 | 16,000 | $9.74 | 136,035 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-13 | 16,000 | $7.60 | 152,035 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-13 | 16,000 | $9.78 | 168,035 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-13 | 13,200 | $12.42 | 181,235 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-13 | 13,200 | $14.49 | 194,435 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-13 | 24,814 | $31.81 | 169,621 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-10-13 | 16,000 | $0.00 | 16,000 | $9.74 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-10-13 | 16,000 | $0.00 | 16,000 | $7.60 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-10-13 | 16,000 | $0.00 | 16,000 | $9.78 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-10-13 | 13,200 | $0.00 | 13,200 | $12.42 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2017-10-13 | 13,200 | $0.00 | 13,200 | $14.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-01 | No | 4 | M | Direct | |
| 0 | 2019-02-02 | No | 4 | M | Direct | |
| 0 | 2020-02-01 | No | 4 | M | Direct | |
| 0 | 2021-02-01 | No | 4 | M | Direct | |
| 0 | 2022-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 56,600 | Indirect | GRAT |
| Common Stock | 60,480 | Indirect | Spouse's Rev Trust |
Footnotes
- The option vested in four equal annual installments, with the first group vesting on February 1, 2009.
- The option vested in four equal annual installments, with the first group vesting on February 2, 2010.
- The option vested in four equal annual installments, with the first group vesting on February 1, 2011.
- The option vested in four equal annual installments, with the first group vesting on February 1, 2012.
- The option vested in four equal annual installments, with the first group vesting on February 1, 2013.
- Reflects the weighted average price of 24,814 shares of common stock of Hormel Foods Corporation sold by the reporting person in multiple transactions on October 13, 2017, with sale prices ranging from $31.80 to $31.83 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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