Filing Details
- Accession Number:
- 0000927089-17-000368
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-10-16 12:27:07
- Reporting Period:
- 2017-02-14
- Accepted Time:
- 2017-10-16 12:27:07
- Original Submission Date:
- 2017-02-16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1538263 | Hometrust Bancshares Inc. | HTBI | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1299170 | J Keith Houghton | C/O Hometrust Bancshares, Inc. 10 Woodfin Street Asheville NC 28801 | Evp, Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-14 | 4,000 | $15.88 | 7,693 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-14 | 2,000 | $17.35 | 9,693 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-14 | 3,600 | $25.80 | 6,093 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-14 | 2,204 | $25.78 | 3,889 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-14 | 196 | $25.75 | 3,693 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2017-02-14 | 4,000 | $0.00 | 4,000 | $15.88 |
Common Stock | Stock Option | Disposition | 2017-02-14 | 2,000 | $0.00 | 2,000 | $17.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,000 | 2024-03-10 | No | 4 | M | Direct | |
8,000 | 2026-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,126 | Indirect | By KSOP |
Footnotes
- The purpose of this amendment is to correct the original Form 4, which indicated that the reporting person exercised a single option relating to 6,000 shares at an exercise price of $15.88. As reflected in this amendment, the reporting person exercised one option for 4,000 shares at an exercise price of $15.88 per share and a second option for 2,000 shares at an exercise price of $17.35 per share. This amendment also reflects the reporting person's indirect holding of shares through a KSOP, which holding was inadvertently omitted from the original Form 4.
- Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on March 10, 2015, 2016, 2017, 2018 and 2019.
- Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.