Filing Details

Accession Number:
0000927089-17-000368
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-10-16 12:27:07
Reporting Period:
2017-02-14
Accepted Time:
2017-10-16 12:27:07
Original Submission Date:
2017-02-16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1538263 Hometrust Bancshares Inc. HTBI () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299170 J Keith Houghton C/O Hometrust Bancshares, Inc.
10 Woodfin Street
Asheville NC 28801
Evp, Chief Credit Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-14 4,000 $15.88 7,693 No 4 M Direct
Common Stock Acquisiton 2017-02-14 2,000 $17.35 9,693 No 4 M Direct
Common Stock Disposition 2017-02-14 3,600 $25.80 6,093 No 4 S Direct
Common Stock Disposition 2017-02-14 2,204 $25.78 3,889 No 4 S Direct
Common Stock Disposition 2017-02-14 196 $25.75 3,693 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2017-02-14 4,000 $0.00 4,000 $15.88
Common Stock Stock Option Disposition 2017-02-14 2,000 $0.00 2,000 $17.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,000 2024-03-10 No 4 M Direct
8,000 2026-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,126 Indirect By KSOP
Footnotes
  1. The purpose of this amendment is to correct the original Form 4, which indicated that the reporting person exercised a single option relating to 6,000 shares at an exercise price of $15.88. As reflected in this amendment, the reporting person exercised one option for 4,000 shares at an exercise price of $15.88 per share and a second option for 2,000 shares at an exercise price of $17.35 per share. This amendment also reflects the reporting person's indirect holding of shares through a KSOP, which holding was inadvertently omitted from the original Form 4.
  2. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on March 10, 2015, 2016, 2017, 2018 and 2019.
  3. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2017, 2018, 2019, 2020 and 2021.