Filing Details

Accession Number:
0001141391-17-000145
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-13 16:20:54
Reporting Period:
2017-10-12
Accepted Time:
2017-10-13 16:20:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141391 Mastercard Inc MA Services-Business Services, Nec (7389) 134172551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1679508 Michael Fraccaro 2000 Purchase Street
Purchase NY 10577
Chief Human Resources Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-10-12 3,614 $90.13 7,642 No 4 M Direct
Class A Common Stock Acquisiton 2017-10-12 2,186 $90.10 9,828 No 4 M Direct
Class A Common Stock Disposition 2017-10-12 5,400 $147.55 4,428 No 4 S Direct
Class A Common Stock Disposition 2017-10-12 400 $148.09 4,028 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right ro buy) Disposition 2017-10-12 3,614 $90.13 3,614 $90.13
Class A Common Stock Employee Stock Option (right ro buy) Disposition 2017-10-12 2,186 $90.10 2,186 $90.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,614 2025-03-01 No 4 M Direct
6,558 2026-03-01 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on August 28, 2017.
  2. This transaction was executed in multiple trades at prices ranging from $147.05 to $148.04. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $148.05 to $148.11. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The reporting person was awarded 7,228 employee stock options on March 1, 2015, of which 3,614 have vested. The remaining 3,614 employee stock options will vest in two equal annual installments beginning on March 1, 2018.
  5. The reporting person was awarded 8,744 employee stock options on March 1, 2016, of which 2,186 have vested. The remaining 6,558 employee stock options will vest in three equal annual installments beginning on March 1, 2018.