Filing Details
- Accession Number:
- 0001141391-17-000145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-13 16:20:54
- Reporting Period:
- 2017-10-12
- Accepted Time:
- 2017-10-13 16:20:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141391 | Mastercard Inc | MA | Services-Business Services, Nec (7389) | 134172551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1679508 | Michael Fraccaro | 2000 Purchase Street Purchase NY 10577 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-10-12 | 3,614 | $90.13 | 7,642 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2017-10-12 | 2,186 | $90.10 | 9,828 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-10-12 | 5,400 | $147.55 | 4,428 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2017-10-12 | 400 | $148.09 | 4,028 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right ro buy) | Disposition | 2017-10-12 | 3,614 | $90.13 | 3,614 | $90.13 |
Class A Common Stock | Employee Stock Option (right ro buy) | Disposition | 2017-10-12 | 2,186 | $90.10 | 2,186 | $90.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,614 | 2025-03-01 | No | 4 | M | Direct | |
6,558 | 2026-03-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on August 28, 2017.
- This transaction was executed in multiple trades at prices ranging from $147.05 to $148.04. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $148.05 to $148.11. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person was awarded 7,228 employee stock options on March 1, 2015, of which 3,614 have vested. The remaining 3,614 employee stock options will vest in two equal annual installments beginning on March 1, 2018.
- The reporting person was awarded 8,744 employee stock options on March 1, 2016, of which 2,186 have vested. The remaining 6,558 employee stock options will vest in three equal annual installments beginning on March 1, 2018.