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Filing Details

Accession Number:: 0001225208-17-016242
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-10-13 14:47:58
Reporting Period:: 2017-10-12

Accepted Time:: 2017-10-13 14:47:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1245652	G Laurie Hylton	Two International Place Eaton Vance Boston MA 02110	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2017-10-12	13,730	$21.46	202,301	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2017-10-12	11,722	$27.50	214,023	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2017-10-12	11,455	$24.46	225,478	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2017-10-12	10,594	$28.69	236,072	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2017-10-12	7,596	$50.57	228,476	No	4	F	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2017-10-12	21,371	$50.60	207,105	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2017-10-12	10,594	$0.00	10,594	$28.69
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2017-10-12	11,455	$0.00	11,455	$24.46
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2017-10-12	11,722	$0.00	11,722	$27.50
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2017-10-12	13,730	$0.00	13,730	$21.46

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2020-11-01	No	4	M	Direct
2021-11-01	No	4	M	Direct
2019-11-02	No	4	M	Direct
2018-11-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	18,623	Direct
Eaton Vance Corp. Non-Voting Common Stock	9,080	Indirect	By Custodian For Children
Eaton Vance Corp. Common Stock (Voting)	18,623	Indirect	By Voting Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.23	2022-11-01	20,861	20,861	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$34.84	2026-11-01	58,380	58,380	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$36.71	2024-11-03	51,360	51,360	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$36.76	2025-11-02	51,000	51,000	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$41.90	2023-11-01	32,240	32,240	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-11-01	20,861	20,861	Direct
2026-11-01	58,380	58,380	Direct
2024-11-03	51,360	51,360	Direct
2025-11-02	51,000	51,000	Direct
2023-11-01	32,240	32,240	Direct

Footnotes

Shares were sold to cover the exercise cost and tax liability associated with the exercise of a NQ stock option.
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.