Filing Details
- Accession Number:
- 0001127602-17-029798
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-13 06:50:27
- Reporting Period:
- 2017-10-12
- Accepted Time:
- 2017-10-13 06:50:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1673358 | Yum China Holdings Inc. | YUMC | Retail-Eating Places (5812) | 812421743 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1685867 | Angela Ai | 16/F Two Grand Gateway 3 Hong Qiao Road Shanghai F4 200030 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-10-12 | 26,990 | $14.88 | 26,990 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-12 | 9,312 | $43.13 | 17,678 | No | 4 | D | Direct | |
Common Stock | Disposition | 2017-10-12 | 17,678 | $43.05 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2017-10-12 | 26,990 | $0.00 | 26,990 | $14.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-02-04 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $43 to $43.15. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Vested in full.