Filing Details
- Accession Number:
- 0001209191-17-056768
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-12 17:25:01
- Reporting Period:
- 2017-10-11
- Accepted Time:
- 2017-10-12 17:25:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1276837 | Laura Stark | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Svp, Gm Esd | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-11 | 465 | $8.55 | 206,097 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-11 | 700 | $7.31 | 206,797 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-11 | 971 | $5.46 | 207,768 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-11 | 804 | $8.76 | 208,572 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-11 | 3,069 | $13.65 | 205,503 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2017-10-11 | 465 | $0.00 | 465 | $8.55 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2017-10-11 | 700 | $0.00 | 700 | $7.31 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2017-10-11 | 971 | $0.00 | 971 | $5.46 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2017-10-11 | 804 | $0.00 | 804 | $8.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,863 | 2009-08-02 | 2019-02-02 | No | 4 | M | Direct |
| 22,400 | 2012-08-01 | 2022-02-01 | No | 4 | M | Direct |
| 31,084 | 2013-08-01 | 2023-02-01 | No | 4 | M | Direct |
| 38,570 | 2014-08-03 | 2024-02-03 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.65 to $13.66. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014.
- Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
- Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
- Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.
Billionaire Hedge Funds
