Filing Details
- Accession Number:
- 0001654954-17-009330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-11 17:05:04
- Reporting Period:
- 2017-09-07
- Accepted Time:
- 2017-10-11 17:05:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141197 | Pedevco Corp | PED | Crude Petroleum & Natural Gas (1311) | 223755993 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1293970 | L Michael Peterson | 4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-09-07 | 20,000 | $0.25 | 177,331 | No | 5 | G | Direct | |
Common Stock | Disposition | 2017-10-09 | 1,500 | $0.39 | 175,831 | No | 5 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 521 | Indirect | By The Peterson Family Trust |
Common Stock | 1,834 | Indirect | By dependent child |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (Right to Buy) | $2.20 | 2017-01-07 | 2021-01-07 | 30,000 | 30,000 | Direct |
Common Stock | Incentive Stock Option (Right to Buy) | $3.70 | 2015-01-07 | 2020-01-07 | 32,500 | 32,500 | Direct |
Common Stock | Incentive Stock Option (Right to Buy) | $5.10 | 2012-12-18 | 2022-06-18 | 6,380 | 6,380 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $2.40 | 2012-03-01 | 2021-10-07 | 10,000 | 10,000 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $5.10 | 2012-12-18 | 2022-06-18 | 26,954 | 26,954 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $672.00 | 2008-09-20 | 2018-05-28 | 45 | 45 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $302.40 | 2011-02-02 | 2021-02-02 | 298 | 298 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-01-07 | 30,000 | 30,000 | Direct |
2020-01-07 | 32,500 | 32,500 | Direct |
2022-06-18 | 6,380 | 6,380 | Direct |
2021-10-07 | 10,000 | 10,000 | Direct |
2022-06-18 | 26,954 | 26,954 | Direct |
2018-05-28 | 45 | 45 | Direct |
2021-02-02 | 298 | 298 | Direct |
Footnotes
- Common stock shares were transferred pursuant to a gift in a private transaction.
- Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person with respect to the sale of shares which vested on October 8, 2017 which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
- Reporting Person's holdings include: 4,500; 18,875; 8,700; 8,500; 7725; 3,021 and 123,750 shares all issued pursuant to restricted stock grants; 745 issued pursuant to debt conversion and 15 pursuant to a 2008 Blast stock grant.
- Represents shares held by The Peterson Family Trust, a trust owned 100% by Mr. Peterson and his spouse.
- Represents shares held by Reporting Person's dependent child.