Filing Details

Accession Number:
0001493152-17-011469
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-10 19:21:28
Reporting Period:
2017-10-05
Accepted Time:
2017-10-10 19:21:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1688126 Croe Inc. CRCW () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1530975 Michael Poutre 23805 Stuart Ranch Road
Suite 235
Malibu CA 90265
Chief Executive Officer Yes Yes Yes No
1709615 Ron Levy 23805 Stuart Ranch Road
Suite 235
Malibu CA 90265
Chief Operating Officer No Yes Yes No
1709618 Imperial Strategies, Llc 5348 Vegas Drive, Suite 1548
Las Vegas NV 89108
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-10-05 10,000 $3.00 3,008,810 No 4 S Direct
Common Stock Disposition 2017-10-06 3,300 $3.00 3,005,510 No 4 S Direct
Common Stock Disposition 2017-10-06 450 $3.00 3,005,060 No 4 S Direct
Common Stock Disposition 2017-10-06 5,000 $3.00 3,000,060 No 4 S Direct
Common Stock Disposition 2017-10-09 3,000 $3.00 2,997,060 No 4 S Direct
Common Stock Disposition 2017-10-05 10,000 $3.00 6,040,620 No 4 S Indirect See Footnote
Common Stock Disposition 2017-10-06 3,300 $3.00 6,037,320 No 4 S Indirect See Footnote
Common Stock Disposition 2017-10-06 450 $3.00 6,036,870 No 4 S Indirect See Footnote
Common Stock Disposition 2017-10-06 5,000 $3.00 6,031,870 No 4 S Indirect See Footnote
Common Stock Disposition 2017-10-09 3,000 $3.00 6,028,870 No 4 S Indirect See Footnote
Common Stock Disposition 2017-10-05 10,000 $3.00 6,040,620 No 4 S Indirect See Footnote
Common Stock Disposition 2017-10-06 3,300 $3.00 6,037,320 No 4 S Indirect See Footnote
Common Stock Disposition 2017-10-06 450 $3.00 6,036,870 No 4 S Indirect See Footnote
Common Stock Disposition 2017-10-06 5,000 $3.00 6,031,870 No 4 S Indirect See Footnote
Common Stock Disposition 2017-10-09 3,000 $3.00 6,028,870 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. An aggregate of 21,750 shares were sold by Imperial Strategies, LLC to five accredited investors in private transactions exempt from registration under Section 4(a) of the Securities Act of 1933, as amended.
  2. Redwood Fund LP is the direct beneficial owner of 3,031,810 shares of common stock of the Issuer. Ladyface Capital, LLC is the General Partner of Redwood Fund LP. Michael Poutre, Chief Executive Officer and Director of the Issuer, is Chief Executive Officer of Ladyface Capital, LLC. Accordingly, Mr. Poutre may be deemed to have voting and investment power over the shares beneficially owned by Redwood Fund LP. Imperial Strategies, LLC is the direct beneficial owner of the remaining shares of common stock of the Issuer listed in this row. Michael Poutre, Chief Executive Officer and Director of the Issuer, is the Chief Executive Officer of Imperial Strategies, LLC, and may be deemed to have voting and investment power over the shares beneficially owned by Imperial Strategies, LLC.
  3. Redwood Fund LP is the direct beneficial owner of 3,031,810 shares of common stock of the Issuer. Ladyface Capital, LLC is the General Partner of Redwood Fund LP. Ron Levy, Chief Operating Officer of the Issuer, is Chief Operating Officer of Ladyface Capital, LLC. Accordingly, Mr. Levy may be deemed to have voting and investment power over the shares beneficially owned by Redwood Fund LP. Imperial Strategies, LLC is the direct beneficial owner of the remaining shares of common stock of the Issuer listed in this row. Ron Levy, Chief Operating Officer of the Issuer, is the Chief Operating Officer of Imperial Strategies, LLC, and may be deemed to have voting and investment power over the shares beneficially owned by Imperial Strategies, LLC.