Filing Details
- Accession Number:
- 0001209191-17-056483
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-10 17:07:36
- Reporting Period:
- 2017-10-05
- Accepted Time:
- 2017-10-10 17:07:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368308 | Highpower International Inc. | HPJ | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 204062622 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1417876 | Liang Wen Li | Bldg. A1, Luoshan Ind. Zone, Shanxia Pinghu, Longgang, Shenzhen Guangdong F4 518111 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-10-05 | 66,699 | $5.01 | 1,840,770 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-10-06 | 7,107 | $5.25 | 1,833,663 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The sales reported herein were made pursuant to a 10b5-1 trading plan entered into by the Reporting Person and Morgan Stanley, as broker.
- The aggregate number of shares sold by Reporting Person on the same day at different prices.
- Represents the weighted average sales price. The shares were sold at prices ranging from $5.00 to $5.25 per share. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.