Filing Details
- Accession Number:
- 0001179110-17-013226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-10 16:55:50
- Reporting Period:
- 2017-10-05
- Accepted Time:
- 2017-10-10 16:55:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921738 | Penn National Gaming Inc | PENN | Hotels & Motels (7011) | 232234473 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200753 | J Timothy Wilmott | 825 Berkshire Blvd Suite 200 Wyomissing PA 19610 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-10-05 | 64,416 | $8.19 | 520,116 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-05 | 64,416 | $24.14 | 455,700 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-10-06 | 20,020 | $8.19 | 475,720 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-06 | 20,020 | $24.07 | 455,700 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non Qualified Stock Options (right to buy) | Disposition | 2017-10-05 | 64,416 | $0.00 | 64,416 | $8.19 |
Common Stock | Non Qualified Stock Options (right to buy) | Disposition | 2017-10-06 | 20,020 | $0.00 | 20,020 | $8.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,584 | 2018-01-03 | No | 4 | M | Direct | |
15,564 | 2018-01-03 | No | 4 | M | Direct |
Footnotes
- The transactions on this Form 4 were made pursuant to a stock trading plan established pursuant to rule 10b5-1. The options subject to the transactions reported on this Form 4 would have expired on January 3, 2018.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.00 to $24.62. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.00 to $24.29. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.
- The option award, representing a right to purchase 200,000 shares, became exercisable in four equal installments on the anniversary date of the grant, beginning January 3, 2012 and expiring on January 3, 2018.