Filing Details
- Accession Number:
- 0001182489-17-000518
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-10 14:26:54
- Reporting Period:
- 2017-09-30
- Accepted Time:
- 2017-10-10 14:26:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825542 | Scotts Miracle-Gro Co | SMG | Agricultural Chemicals (2870) | 311414921 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1569711 | Randal Thomas Coleman | C/O The Scotts Miracle-Gro Company 14111 Scottslawn Road Marysville OH 43041 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-09-30 | 2,334 | $0.00 | 16,424 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2017-09-30 | 1,108 | $98.34 | 15,316 | No | 4 | F | Direct | |
| Common Shares | Disposition | 2017-10-05 | 1,226 | $99.67 | 14,090 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Stock Units | Disposition | 2017-09-30 | 2,334 | $0.00 | 2,334 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common shares of the Issuer on a one-for-one basis.
- The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2017.
- On May 8, 2013, the reporting person was granted 9,333 restricted stock units, with 50% vesting on September 30, 2015, 25% vesting on September 30, 2016 and 25% vesting on September 30, 2017.
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