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Home > Insider Trading > Filing (0001127602-17-029582)

Filing Details

Accession Number:: 0001127602-17-029582
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-10-10 08:00:01
Reporting Period:: 2017-10-09

Accepted Time:: 2017-10-10 08:00:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1673358	Yum China Holdings Inc.	YUMC	Retail-Eating Places (5812)	812421743

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1685836	Danny Tan	16F Two Grand Gateway 3 Hong Qiao Road Shanghai F4 200030	Chief Support Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-10-09	2,905	$11.26	7,417	No	4	M	Direct
Common Stock	Disposition	2017-10-09	781	$41.89	6,636	No	4	D	Direct
Common Stock	Disposition	2017-10-09	2,124	$41.84	4,512	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right	Disposition	2017-10-09	2,905	$0.00	2,905	$11.26

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2018-01-24	No	4	M	Direct

Footnotes

These shares were acquired on November 1, 2016 in a transaction exempt from reporting pursuant to Rule 16a-9 in connection with the issuer's spinoff from Yum! Brands, Inc.
Vested in full.