Filing Details

Accession Number:
0001179110-17-013191
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-06 20:00:20
Reporting Period:
2017-10-05
Accepted Time:
2017-10-06 20:00:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
868857 Aecom ACM Services-Engineering Services (8711) 611088522
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1389436 S Michael Burke C/O Aecom
1999 Avenue Of The Stars, Suite 2600
Los Angeles CA 90067
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-05 66,561 $27.54 220,923 No 4 M Direct
Common Stock Disposition 2017-10-05 56,800 $36.86 164,123 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2017-10-05 66,561 $0.00 66,561 $27.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-10-05 2017-12-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 38,910 Indirect by Merrill Lynch under AECOM Retirement & Savings Plan (RSP)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $31.62 2024-03-05 638,570 638,570 Direct
Common Stock Restricted Stock Unit $0.00 111,077 111,077 Direct
Common Stock Restricted Stock Units $0.00 154,274 154,274 Direct
Common Stock Restricted Stock Units $0.00 140,375 140,375 Direct
Common Stock Restricted Stock Units $0.00 115,304 115,304 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-03-05 638,570 638,570 Direct
111,077 111,077 Direct
154,274 154,274 Direct
140,375 140,375 Direct
115,304 115,304 Direct
Footnotes
  1. The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on September 1, 2017 solely to cover the option cost, taxes and other fees related to the exercise of the stock option that would have expired on December 8, 2017. After the transaction, the remaining 9,761 net shares continue to be held by Michael S. Burke.
  2. This transaction was executed in multiple trades at prices ranging from $36.46 to $36.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
  4. The option becomes exercisable, if at all, beginning on March 5, 2019 subject to (A) continued employment and (B) the average daily closing price of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles.
  5. The restricted stock units vest in December 2017.
  6. The restricted stock units vest in three equal annual installments beginning on November 2017.
  7. The restricted stock units vest in December 2018.
  8. The restricted stock units vest in December 2019.