Filing Details
- Accession Number:
- 0001140361-17-037827
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-06 18:20:02
- Reporting Period:
- 2017-10-04
- Accepted Time:
- 2017-10-06 18:20:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
810136 | Photronics Inc | PLAB | Semiconductors & Related Devices (3674) | 060854886 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182396 | T Sean Smith | 15 Secor Road Brookfield CT 06804 | Consultant/ Former Svp & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-10-04 | 18,750 | $5.46 | 159,108 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-04 | 18,750 | $9.19 | 140,358 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | STOCK OPTIONS (RIGHT TO BUY) | Acquisiton | 2017-10-04 | 18,750 | $0.00 | 18,750 | $5.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,750 | 2022-12-07 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Smith.
- The stock options vested 25% over 4 years on the anniversary date of the grant.
- This transaction was executed in multiple trades. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.