Filing Details
- Accession Number:
- 0000899243-17-023786
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-06 18:02:51
- Reporting Period:
- 2017-10-04
- Accepted Time:
- 2017-10-06 18:02:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1631650 | Aimmune Therapeutics Inc. | AIMT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1389147 | George Stephen Dilly | Aimmune Therapeutics, Inc. 8000 Marina Boulevard, Suite 300 Brisbane CA 94005-1884 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Disposition | 2017-10-04 | 50,000 | $26.21 | 465,308 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value | Disposition | 2017-10-04 | 30,110 | $26.26 | 435,198 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value | Disposition | 2017-10-05 | 14,689 | $26.24 | 420,509 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value | Disposition | 2017-10-06 | 4,047 | $26.31 | 416,462 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.0001 Par Value | 41,075 | Indirect | By Child's Trust 1 |
Common Stock, $0.0001 Par Value | 20,656 | Indirect | By Family Trust |
Common Stock, $0.0001 Par Value | 41,075 | Indirect | By Child's Trust 2 |
Common Stock, $0.0001 Par Value | 14,447 | Indirect | By GRAT 2 |
Common Stock, $0.0001 Par Value | 14,447 | Indirect | By Wife's GRAT 2 |
Footnotes
- This sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.
- The transaction was executed in multiple trades in prices ranging from $26.10 to $26.29, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- A portion of these shares is subject to a right of repurchase held by the Issuer.
- The transaction was executed in multiple trades in prices ranging from $26.23 to $26.29, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades in prices ranging from $26.23 to $26.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- These shares are held by the Frederick S W Dilly Trust. Dr. Dilly and Ms. Mullens have joint voting, investment and dispositive power over the shares held by the Frederick S W Dilly Trust.
- These shares are held by Stephen G. Dilly and Edwina Lynette Mullens as Trustees of The Dilly Family Trust dated October 9, 2002 (the "Family Trust"). Dr. Dilly and Ms. Mullens have joint voting, investment and dispositive power over the shares held by the Family Trust.
- These shares are held by the Harriet F.L. Dilly Trust. Dr. Dilly and Ms. Mullens have joint voting, investment and dispositive power over the shares held by the Frederick S W Dilly Trust.
- These shares are held by Stephen G. Dilly, Trustee, The Stephen G. Dilly 2016 Grantor Retained Annuity Trust DTD August 12, 2016 (the "Second Dilly Trust"). Dr. Dilly has sole voting, investment and dispositive power over the shares held by the Second Dilly Trust.
- These shares are held by Edwina Lynette Mullens, Trustee, The Edwina Lynette Mullens 2016 Grantor Retained Annuity Trust DTD August 12, 2016 (the "Second Mullens Trust"). Ms. Mullens has sole voting, investment and dispositive power over the shares held by the Second Mullens Trust. Dr. Dilly disclaims beneficial ownership of the shares held by the Second Mullens Trust.