Filing Details
- Accession Number:
- 0001209191-17-056321
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-06 17:29:42
- Reporting Period:
- 2017-10-05
- Accepted Time:
- 2017-10-06 17:29:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1372359 | Clemente Beltran | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Acquisiton | 2017-10-05 | 7,000 | $23.35 | 34,087 | No | 4 | M | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2017-10-05 | 6,581 | $31.00 | 27,506 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock - Diodes | 06/06/13 DIOD NQSO | Disposition | 2017-10-05 | 7,000 | $0.00 | 7,000 | $23.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-07-01 | 2021-06-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Diodes Incorporated Common Stock | 11,613 | Indirect | Owned By Spouse |
| Diodes Incorporated Common Stock - Performance Stock Units | 3,797 | Direct |
Footnotes
- Exercised under a 10b5-1 plan.
- Sold under a 10b5-1 plan.
- The amount of securities beneficially owned includes both restricted stock units and common stock.
- Non-qualified stock options exercisable in four equal annual installments beginning 7/1/2014.
Billionaire Hedge Funds
