Filing Details
- Accession Number:
- 0001019056-17-000707
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-06 16:13:29
- Reporting Period:
- 2017-10-05
- Accepted Time:
- 2017-10-06 16:13:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1217234 | Caredx Inc. | CDNA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1070170 | Neil Gagnon | 1370 Avenue Of The Americas 24Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-05 | 9,364 | $4.00 | 928,768 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-10-05 | 1,278 | $4.00 | 40,529 | No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By self as Trustee of Gagnon Securities LLC Profit Sharing Plan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 118,389 | Indirect | By Managing Member as General Partner of Darwin Partnership |
| Common Stock | 955,758 | Indirect | By Managing Member as General Partner of Gagnon Investment Associates |
| Common Stock | 203,484 | Indirect | By Limited Partner of the Family Partnership |
Billionaire Hedge Funds
