Filing Details
- Accession Number:
- 0001209191-17-056267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-06 12:24:32
- Reporting Period:
- 2017-09-22
- Accepted Time:
- 2017-10-06 12:24:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1609065 | Pathfinder Bancorp Inc. | PBHC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1214100 | P George Joyce | 214 West First Street Oswego NY 13126 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-09-22 | 2,000 | $15.39 | 92,650 | No | 4 | P | Indirect | By POA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By POA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,779 | Direct | |
Common Stock | 11,888 | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $5.46 | 2012-06-23 | 2021-06-23 | 8,236 | 8,236 | Direct |
Common Stock | Stock Options | $11.35 | 2017-05-06 | 2026-05-06 | 8,787 | 17,023 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-06-23 | 8,236 | 8,236 | Direct |
2026-05-06 | 8,787 | 17,023 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $15.09 to $15.50. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.