Filing Details
- Accession Number:
- 0001654954-17-009178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-05 16:56:42
- Reporting Period:
- 2017-10-03
- Accepted Time:
- 2017-10-05 16:56:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1672326 | Yuma Energy Inc. | YUMA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1618779 | L. Sam Banks | 1177 West Loop South Suite 1825 Houston TX 77027 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-03 | 300,000 | $1.00 | 2,396,993 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Represents a purchase from the underwriters in the Issuer's public offering.
- Includes 11,613 shares of common stock from a restricted stock award that vest on May 31, 2018.
Billionaire Hedge Funds
