Filing Details
- Accession Number:
- 0001209191-17-055938
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-04 17:28:57
- Reporting Period:
- 2017-10-02
- Accepted Time:
- 2017-10-04 17:28:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616543 | Senseonics Holdings Inc. | SENS | Industrial Instruments For Measurement, Display, And Control (3823) | 471210911 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1667593 | Mukul Jain | 20451 Seneca Meadows Parkway Germantown MD 20876-7005 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-10-02 | 11,885 | $0.54 | 11,885 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-02 | 11,885 | $3.25 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | Disposition | 2017-10-02 | 11,885 | $0.00 | 11,885 | $0.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
27,437 | 2022-03-12 | No | 4 | M | Direct |
Footnotes
- The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on December 7, 2016.
- This transaction was executed in multiple trades at prices ranging from $3.25 to $3.27, inclusive. The price reported in Column 4 is a weightedaverage price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fullinformation regarding the number of shares and prices at which the transactions were effected.
- 25% of the shares vested on January 3, 2013 and the remaining shares vested monthly over three years.