Filing Details
- Accession Number:
- 0001127602-17-029200
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-04 16:22:33
- Reporting Period:
- 2017-10-02
- Accepted Time:
- 2017-10-04 16:22:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1140859 | Amerisourcebergen Corp | ABC | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 233079390 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1542466 | G. Tim Guttman | 1300 Morris Drive Chesterbrook PA 19087 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-10-02 | 11,600 | $82.78 | 34,526 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-10-02 | 5,800 | $37.37 | 40,326 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-10-02 | 5,800 | $40.21 | 46,126 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-10-02 | 5,800 | $0.00 | 5,800 | $37.37 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-10-02 | 5,800 | $0.00 | 5,800 | $40.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 41,117 | 2013-03-01 | 2019-03-01 | No | 4 | M | Direct |
| 63,050 | 2013-11-14 | 2019-11-14 | No | 4 | M | Direct |
Footnotes
- The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.
- Reflects the July 7, 2017 acquisition of 264.465 shares under the Employee Stock Purchase Plan, which is exempt under Rule 16b-3(c) and Rule 16b-3(d), and is being voluntarily reported earlier than required
- Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016
- Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16
Billionaire Hedge Funds
