Filing Details
- Accession Number:
- 0001209191-17-055807
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-04 16:18:25
- Reporting Period:
- 2017-10-02
- Accepted Time:
- 2017-10-04 16:18:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374601 | Edmund Kwang Shiao Tang | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | Vp Of Corporate Admin | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Acquisiton | 2017-10-02 | 12,000 | $27.95 | 81,844 | No | 4 | M | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2017-10-02 | 7,867 | $30.01 | 73,977 | No | 4 | S | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2017-10-02 | 3,934 | $30.00 | 70,043 | No | 4 | S | Direct | |
| Diodes Incorporated Common Stock | Acquisiton | 2017-10-03 | 17,650 | $19.27 | 87,693 | No | 4 | M | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2017-10-03 | 16,076 | $30.50 | 71,617 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock - Diodes | 05/21/12 DIOD NQSO | Disposition | 2017-10-03 | 17,650 | $0.00 | 17,650 | $19.27 |
| Diodes Incorporated Common Stock - Diodes | 05/29/2008 DIOD NQSO | Disposition | 2017-10-02 | 12,000 | $0.00 | 12,000 | $27.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-26 | 2022-05-21 | No | 4 | M | Direct |
| 0 | 2009-05-29 | 2018-05-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Diodes Incorporated Common Stock - Performance Stock Units | 7,583 | Direct |
Footnotes
- Exercised under a 10b5-1 plan.
- Sold under a 10b5-1 plan.
- Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013.
- Non-qualified stock options exercisable in four equal annual installments beginning 05/29/2009.
Billionaire Hedge Funds
