Filing Details

Accession Number:
0001209191-17-055789
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-04 16:16:06
Reporting Period:
2017-10-02
Accepted Time:
2017-10-04 16:16:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
917273 Rambus Inc RMBS Semiconductors & Related Devices (3674) 943112828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232019 Penny Herscher 1050 Enterprise Way, Suite 700
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-10-02 6,437 $13.44 26,145 No 4 S Indirect See Footnote
Common Stock Acquisiton 2017-10-02 11,792 $0.00 24,666 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,792 Direct
Common Stock 39,019 Indirect See Footnote
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 30, 2015.
  2. The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.33 to $13.50. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.
  4. Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
  5. All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter.
  6. Includes remaining 12,874 restricted stock units vested and issued on October 3, 2017.