Filing Details
- Accession Number:
- 0001209191-17-055789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-04 16:16:06
- Reporting Period:
- 2017-10-02
- Accepted Time:
- 2017-10-04 16:16:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232019 | Penny Herscher | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-10-02 | 6,437 | $13.44 | 26,145 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2017-10-02 | 11,792 | $0.00 | 24,666 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,792 | Direct | |
Common Stock | 39,019 | Indirect | See Footnote |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 30, 2015.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.33 to $13.50. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee.
- Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock.
- All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter.
- Includes remaining 12,874 restricted stock units vested and issued on October 3, 2017.