Filing Details
- Accession Number:
- 0001209191-17-055742
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-04 16:03:44
- Reporting Period:
- 2017-10-02
- Accepted Time:
- 2017-10-04 16:03:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
21535 | Cohu Inc | COHU | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 951934119 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222030 | A James Donahue | 12367 Crosthwaite Circle Poway CA 92064 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-10-02 | 17,000 | $7.32 | 423,549 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-02 | 17,000 | $23.87 | 406,549 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-10-02 | 20,500 | $13.77 | 427,049 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-02 | 20,500 | $23.84 | 406,549 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-10-03 | 37,500 | $13.77 | 444,049 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-10-03 | 37,500 | $23.84 | 406,549 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2017-10-02 | 17,000 | $0.00 | 17,000 | $7.32 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2017-10-02 | 20,500 | $0.00 | 20,500 | $13.77 |
Common Stock | Employee Stock | Acquisiton | 2017-10-03 | 37,500 | $0.00 | 37,500 | $13.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-03-20 | 2019-03-20 | No | 4 | M | Direct |
74,250 | 2011-10-26 | 2020-10-26 | No | 4 | M | Direct |
36,750 | 2011-10-26 | 2020-10-26 | No | 4 | M | Direct |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2017 (the "Plan").
- The shares with respect to this transaction were sold in multiple trades at prices ranging from $23.74 to $23.96; The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Number of shares includes 39,711 Restricted Stock Units (RSU) and 70,891 Deferred Stock Units (DSUs) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock, immediately upon vesting which vesting is scheduled to occur in annual installments (assuming continued service to the Board and achievement of specified performance goals).
- The shares with respect to this transaction were sold in multiple trades at prices ranging from $23.78 to $24.00; The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares with respect to this transaction were sold in multiple trades at prices ranging from $23.37 to $24.33; The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vested in four equal installments beginning on March 20, 2010.
- The option vested in four equal installments beginning on October 26, 2011.