Filing Details
- Accession Number:
- 0001140361-17-037446
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-03 18:18:54
- Reporting Period:
- 2017-09-28
- Accepted Time:
- 2017-10-03 18:18:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912093 | Viavi Solutions Inc. | VIAV | Semiconductors & Related Devices (3674) | 942579683 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1635083 | Ralph Rondinone | C/O Viavi Solutions Inc. 6001 America Center Drive, 6Th Floor San Jose CA 95002 | Svp Global Operations Nse | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-28 | 15,499 | $0.00 | 22,738 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-09-28 | 5,038 | $9.45 | 17,700 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-09-28 | 16,249 | $0.00 | 33,949 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-09-28 | 5,595 | $9.45 | 28,354 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-09-28 | 24,906 | $0.00 | 53,260 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-09-28 | 8,095 | $9.45 | 45,165 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-09-29 | 27,272 | $9.44 | 17,893 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2017-09-28 | 15,449 | $0.00 | 15,449 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2017-09-28 | 16,249 | $0.00 | 16,249 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2017-09-28 | 24,906 | $0.00 | 24,906 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,334 | 2017-09-28 | No | 4 | M | Direct | |
| 21,667 | 2017-09-28 | No | 4 | M | Direct | |
| 0 | 2017-09-28 | No | 4 | M | Direct |
Footnotes
- Each unit converts upon vesting into one share of common stock.
- These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
- Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.325 to $9.50 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
Billionaire Hedge Funds
